Key Responsibilities

• Customer Identification:

  • Conduct detailed customer identification processes, including collecting and verifying identification documents.
  • Ensure compliance with KYC policies and procedures.

• Risk Assessment:

  • Perform risk assessments on new and existing customers based on their profiles and transaction behaviors.
  • Classify customers into risk categories and develop appropriate mitigation strategies.

• Ongoing Monitoring:

  • Monitor customer transactions continuously for unusual or suspicious activity.
  • Review and update customer information regularly to maintain accuracy and compliance.

• Regulatory Compliance:

  • Stay informed about changes in laws and regulations affecting CDD and AML practices.
  • Prepare and submit necessary reports to regulatory authorities and assist in audits.

• Collaboration:

  • Work with various departments, including Operations, Legal, and Internal Audit, to ensure a comprehensive compliance framework.
  • Provide training and support to staff on CDD procedures and best practices.

• Documentation and Reporting:

  • Maintain accurate and up-to-date records of all due diligence activities and customer interactions.
  • Generate reports on CDD activities and findings for management review.

interested Candidate whatsapp Michelle cv 92869674

Banking & Financial Services

Administrative Support / Secretarial
Banking & Finance

Kowloon

Permanent

HKD 20, 001- HKD 30,000 / mth